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Laura Lea Witt

LPl Financial LLC

Little Rock, AR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-07-22
  • AR RA
    APPROVED
    Since 2021-07-22

Branch Locations

17901 Chenal Parkway, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Dallas TX 10/2013 12/2017
1St Global Advisors Inc Dallas TX 10/2013 12/2017
Simmons First Investment Group Dallas TX 01/2018 03/2019
Lpl Financial Llc Dallas TX 03/2019 Present
Simmons Bank Dallas TX 03/2019 Present
Simmons First Investment Group, Inc. Little Rock AR 01/2018 07/2019
  • 10/2013 → 12/2017
    1St Global Capital Corp.
    Dallas, TX
  • 10/2013 → 12/2017
    1St Global Advisors Inc
    Dallas, TX
  • 01/2018 → 03/2019
    Simmons First Investment Group
    Dallas, TX
  • 03/2019 → Present
    Lpl Financial Llc
    Dallas, TX
  • 03/2019 → Present
    Simmons Bank
    Dallas, TX
  • 01/2018 → 07/2019
    Simmons First Investment Group, Inc.
    Little Rock, AR
Previous Registrations
  • 2018-01-29 → 2019-03-25
    Simmons First Investment Group, Inc.
    Little Rock, AR
    Little Rock, AR
  • 2013-10-23 → 2017-12-18
    1St Global Advisors Inc
    Dallas, TX
  • 2012-09-14 → 2013-09-27
    Capital One Financial Advisors Llc
    Melville, NY
  • 2009-10-19 → 2012-09-10
    Equitable Advisors, Llc
    Dallas, TX
Other Businesses

1)02/04/2019 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-08
  • S66 Uniform Combined State Law Examination
    2009-10-08
Other Names
  • Laura Lea Black
  • Laura Black
  • Laura Lea Black

View on SEC IAPD

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Other Investors

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Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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