Laura Lea Witt

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 12/2017
  1St Global Capital Corp.
  Dallas, TX
• 10/2013 → 12/2017
  1St Global Advisors Inc
  Dallas, TX
• 01/2018 → 03/2019
  Simmons First Investment Group
  Dallas, TX
• 03/2019 → Present
  Lpl Financial Llc
  Dallas, TX
• 03/2019 → Present
  Simmons Bank
  Dallas, TX
• 01/2018 → 07/2019
  Simmons First Investment Group, Inc.
  Little Rock, AR

Previous Registrations

• 2018-01-29 → 2019-03-25
  Simmons First Investment Group, Inc.
  Little Rock, AR
  Little Rock, AR
• 2013-10-23 → 2017-12-18
  1St Global Advisors Inc
  Dallas, TX
• 2012-09-14 → 2013-09-27
  Capital One Financial Advisors Llc
  Melville, NY
• 2009-10-19 → 2012-09-10
  Equitable Advisors, Llc
  Dallas, TX

Other Businesses

1)02/04/2019 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2009-10-08

Other Names

• Laura Lea Black
• Laura Black
• Laura Lea Black