Kyle Alan Voelz

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 02/2017
  Better Lawns, Shrubs & Snow Removal
  Pine Island, MN
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Rochester, MN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Rochester, MN

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Rochester, MN
  New Ulm, MN
• 2014-02-06 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Rochester, MN

Other Businesses

1. VOELZ INVESTMENT PROFESSIONALS POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2011 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: pass through entity for tax purposes 2. NEW ULM FINANCIAL SERVICES POSITION: Investment Advisor Representative NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2018 ADDRESS: 517 3rd N, New Ulm MN 56073, United States DESCRIPTION: DBA for securities practice 3. ADVANCED FINANCIAL CONSULTANTS POSITION: Investment Advisor Representative NATURE: S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2007 ADDRESS: 2770 Commerce Dr. NW, Rochester MN 55901, United States DESCRIPTION: DBA for securities practice 4. NEW ULM FINANCIAL SERVICES POSITION: Investment Advisor Representative NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2018 ADDRESS: 517 3rd N, New Ulm MN 56073, United States DESCRIPTION: DBA for securities practice 5. NEW ULM FINANCIAL SERVICES POSITION: Insurance Agent NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2018 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: Insurance Agent- identifying, recommending, servicing and selling 6. ALPHA TEAM POSITION: Officer/Director NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2023 ADDRESS: 2770 Commerce Dr NW, Rochester MN 55901, United States DESCRIPTION: ALPHA Team is a DBA for a group of advisors

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-01-20