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Christopher Michael Howell

J.P. Morgan Securities LLC

Gilbert, AZ

San Tan Valley, AZ

CRD 5699499

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-03-10
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-03-10
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

7632 S Power Rd, Gilbert, AZ 85297 • United States

30963 North Golf Club Drive, San Tan Valley, AZ 85143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Honu Enterprises, Llc Gilbert AZ 07/2014 Present
J.P. Morgan Securities Llc Gilbert AZ 10/2012 Present
Previous Registrations
  • 2011-03-14 → 2012-10-01
    Chase Investment Services Corp.
    Gilbert, AZ
    Gilbert, AZ
    Gilbert, AZ
    Queen Creek, AZ
    Queen Creek, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Gilbert, AZ
    Gilbert, AZ
    Gilbert, AZ
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: HONU ENTERPRISES, LLC. POSITION: PARTIAL OWNER START DATE: 7/7/2014 ADDRESS: 2473 GILBERT, AZ DETAILS: WWW.BABYBEETRENDY.COM. RETAIL CLOTHING SALES. HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-11
S63 Uniform Securities Agent State Law Examination 2009-08-27
  • S65 Uniform Investment Adviser Law Examination
    2011-03-11
  • S63 Uniform Securities Agent State Law Examination
    2009-08-27
Designations
  • Certified Financial Planner
Other Names
  • Christopher M Howell

View on SEC IAPD

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