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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2022-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 07/2009 | 05/2022 |
| Penn Mutual Life Ins Co | Horsham | PA | 07/2009 | 05/2022 |
| Lpl Financial Llc | Wilmington | DE | 05/2022 | Present |
1) 05/03/2022 - Strategic Wealth Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Wilmington, DE - Start Date:5/2022 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 05/03/2022- Anthony Petruccelli- Non-Variable Insurance- Agent selling Fixed and Term Life Insurance, Disability Income Insurance -inv. related- Wilmington, DE- start date 5/2022- 0 Hrs/Mth - 0 Hrs During Trading - 35% 3) 08/01/2025 - AP Wealth Management Corp. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date:05/08/2025 - 100 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-23 |
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