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Steven Robert Pumper

Ptma Investment Advisors

Naperville, IL

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Current Employers
Ptma Investment Advisors

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-05-31
  • MN RA
    APPROVED
    Since 2019-05-31

Branch Locations

2135 Citygate Lane, 7Th Floor, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pma Financial Network Albertville MN 07/2009 Present
  • 07/2009 → Present
    Pma Financial Network
    Albertville, MN
Previous Registrations
  • 2016-02-08 → 2019-05-31
    Prudent Man Advisors, Inc.
    Albertville, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-21
  • S66 Uniform Combined State Law Examination
    2009-09-21

View on SEC IAPD

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