Donald William Dietz

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Lpl Financial, Llc
  Conway, AR
• 04/2013 → Present
  Stratos Wealth Partners, Ltd
  Conway, AR

Previous Registrations

• 2009-10-06 → 2013-04-02
  Edward Jones
  Conway, AR
  Heber Springs, AR
  Conway, AR
  St Louis, MO

Other Businesses

1. 04/01/2013: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STRATOS WEALTH PARTNERS, LTD - INVESTMENT RELATED - CONWAY, AR. 2. 04/01/2013 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 11/14/2013 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 4/2013 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in 4/2013. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/21/2013: NON-VARIABLE INSURANCE - AGENT OF TERM POLICY, RUN THROUGH TRANSAMERICA. - INVESTMENT RELATED - TIME SPENT 1% - CONWAY, AR. 5. 05/18/2016 * D3 Holdings * DBA for LPL Business (entity for LPL business) * inv rel * at reported business location(s) * D3 Holdings is already the company that runs my firm, we currently DBA as Stratos Wealth Partners. We want to use our name to create a web site so that we can start to build our own brand. We will not be changing our Current DBA of Stratos Wealth Partners immediately, but will start to move that direction during the 2016 year. This request is directly related to a website that we want to create, use D3holdings.com and begin to refer to ourselves as D3 * 950 Hogan Lane Suite 3 Conway, AR 72034 * start 04/01/2013 * 180 hrs/mo; 5 hrs during secs trdg hrs.

Exams

• S66 Uniform Combined State Law Examination
  2009-10-02

Other Names

• Donald Dietz