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4745 W. 136Th Street, Leawood, KS 66224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-10-29 |
| MO | RA | APPROVED | 2020-10-29 |
Branch Locations
4745 W. 136 Street, Leawood, KS 66224 • United States
4745 W. 136Th Street, Leawood, KS 66224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Overland Park | KS | 03/2015 | 09/2016 |
| The Prudential Insurance Company Of America | Overland Park | KS | 03/2015 | 09/2016 |
| Penn Mutual Life Insurance Company | Overland Park | KS | 09/2016 | 06/2018 |
| Hornor Townsend & Kent Inc | Horsham | PA | 10/2016 | 11/2018 |
| Prudential Financial Planning Services | Overland Park | KS | 01/2016 | 09/2016 |
| Aafp Insurance Services, Inc. | Leawood | KS | 07/2018 | Present |
| Prevail Innovative Wealth Advisors, Llc | Leawood | KS | 10/2020 | Present |
1) AMERICAN ACADEMY OF FAMILY PHYSICIANS INSURANCE SERVICES, INC."AAFP" | INVESTMENT RELATED: NO | POSITION HELD: EXECUTIVE PROGRAM ADMINISTRATOR, CORPORATE SECRETARY OF AAFP INSURANCE SERVCIES, INC | ADDRESS: 11400 TOMAHAWK CREEK PKWY, LEAWOOD, KS, 66211 | START DATE: 7/11/2018 | NATURE OF ACTIVITY: INSURANCE AGENCY | APPROX HRS PER MTH: 160 HRS | APPROX TRADING HRS PER MTH: 8 HRS | DESCRIPTION OF DUTIES: OVERSEE INSURANCE OPERATIONS, CONSULT WITH CLIENTS ON LIFE AND DISABILITY INSURANCE, AGENCY MARKETING, ADMINISTRATION. I AM ALSO AN OFFICER (SECRETARY) OF THE CORPORATION, AAFP INSURANCE SERVICES, INC. THIS ENTAILS PREPARATION AND REPORTING DUTIES FOR OUR SEMI-ANNUAL BOARD OF DIRECTORS MEETING AND I AM AN AUTHORIZED SIGNER ON THE AGENCY BANK ACCOUNTS. 2) PIWA-II, LLC - Non-voting member with limited interest. Represents PIWA-II's for certain financial services. He spends 1 hour month/week on this activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-29 |
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