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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-14
IL RA APPROVED 2018-07-17
  • TX RA
    APPROVED_RES
    Since 2022-04-14
  • IL RA
    APPROVED
    Since 2018-07-17

Branch Locations

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Chicago IL 07/2015 Present
Mml Investors Services Chicago IL 09/2015 Present
  • 07/2015 → Present
    Mass Mutual Life Insurance Company
    Chicago, IL
  • 09/2015 → Present
    Mml Investors Services
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-14
S63 Uniform Securities Agent State Law Examination 2009-10-16
  • S65 Uniform Investment Adviser Law Examination
    2017-10-14
  • S63 Uniform Securities Agent State Law Examination
    2009-10-16
Other Names
  • Jeremy Fager

View on SEC IAPD

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