Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-12-14
TX RA APPROVED 2009-12-09
  • FL RA
    APPROVED
    Since 2009-12-14
  • TX RA
    APPROVED
    Since 2009-12-09

Branch Locations

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2009 Present
Bank Of America, N.A. Jacksonville FL 02/2018 Present
Other Businesses

I*10989 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Jacksonville, Florida 32224 Nature of business: , Position, title, association: , Start date of relationship: 6/1/2021 Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 0 Duties: I*501661 Entity for Profit Name of OBA: K.D. (no separate entity) Address: Jacksonville, Florida, 32224 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 08/15/2018 No Hours: 2 No Hours during trading: 0 Duties: I*503661 Entity for Profit Name of OBA: K.D. Address: Jacksonville, Florida, 32224 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 09/15/2019 No Hours: 2 No Hours during trading: 0 Duties: I*505638 Entity for Profit Name of OBA: K.D. Address: Jacksonville, Florida, 32224 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 06/01/2021 No Hours: 2 No Hours during trading: 0 Duties: I*504518 Entity for Profit Name of OBA: K.D. Address: Jacksonville, Florida, 32224 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 04/15/2020 No Hours: 5 No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-08
  • S66 Uniform Combined State Law Examination
    2009-12-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Jacksonville, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor