Nikolaus Stephen Redmond

Current Employers

Employment History

• 08/2009 → Present
  Lpl Financial, Llc
  Fresno, CA
• 11/2016 → Present
  Ford Financial Group, Llc
  Fresno, CA
• 01/2023 → Present
  Perennial Financial Services
  Los Angeles, CA

Previous Registrations

• 2017-01-03 → 2023-05-12
  Ford Financial Group
  Fresno, CA

Other Businesses

1. 10/28/2011: FORD FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/15/2018 - Redmond Financial, Inc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/01/2018 - 4 Hours Per Month/0 Hours During Securities Trading. 3. 05/16/2023: Ford Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/01/2023 - 40 Hours Per Month/6 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 05/16/2023 - Perennial Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/01/2023 - 40 Hours Per Month/6 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/14/2023 - Ford Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/26/2023 - 40 Hours Per Month/ 6 Hours During Securities Trading 6. 09/07/2023 - BGA Insurance - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 5 Hours Per Month/ 0 Hours During Trading 7. 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-07-12

Designations