Richard David Little

Employer firm

Serenity Investment Advisors CRD 307924

$514M regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 05/2020
  Kingsview Asset Management
  Chicago, IL
• 02/2020 → Present
  Serenity Investment Advisors Llc
  Chicago, IL

Previous Registrations

• 2015-03-31 → 2020-06-16
  Kingsview Wealth Management, Llc
  Grants Pass, OR
  Chicago, IL
• 2010-10-11 → 2015-03-27
  Edward Jones
  Maryland Heights, MO
  Maryland Heights, MO
  Niles, IL

Other Businesses

INDEPENDENT INSURANCE AGENT - NOT INVESTMENT RELATED - SAME AS RIA OFFICE - LIFE INSURANCE - HOURS SIMULTANEOUS WITH IAR BUSINESS

Exams

• S66 Uniform Combined State Law Examination
  2010-10-08