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Richard David Little

Serenity Investment Advisors

Chicago, IL

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Current Employers
Serenity Investment Advisors

333 S. Wabash Ave. Suite 2700, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-05-22
  • IL RA
    APPROVED
    Since 2020-05-22

Branch Locations

333 S. Wabash Ave. Suite 2700, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingsview Asset Management Chicago IL 03/2015 05/2020
Serenity Investment Advisors Llc Chicago IL 02/2020 Present
  • 03/2015 → 05/2020
    Kingsview Asset Management
    Chicago, IL
  • 02/2020 → Present
    Serenity Investment Advisors Llc
    Chicago, IL
Previous Registrations
Other Businesses

INDEPENDENT INSURANCE AGENT - NOT INVESTMENT RELATED - SAME AS RIA OFFICE - LIFE INSURANCE - HOURS SIMULTANEOUS WITH IAR BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-08
  • S66 Uniform Combined State Law Examination
    2010-10-08

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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