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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Atlanta | GA | 09/2016 | 03/2017 |
| E*Trade Capital Management Llc | Atlanta | GA | 09/2016 | 03/2017 |
| Scottrade Inc. | Atlanta | GA | 04/2017 | 03/2018 |
| Pnc Investments | Atlanta | GA | 07/2018 | 10/2018 |
| Student | Atlanta | GA | 04/2018 | 07/2018 |
| Mariner | Overland Park | KS | 03/2025 | Present |
| Proudfoot Consulting | Atlanta | GA | 10/2018 | 04/2019 |
| The Lab Consulting | Atlanta | GA | 06/2019 | 08/2020 |
| Navix Consulting | Atlanta | GA | 11/2020 | 04/2022 |
| Infosys Consulting | Atlanta | GA | 04/2022 | 07/2024 |
| Unemployed | Atlanta | GA | 07/2024 | 03/2025 |
RFS LLC (DBA Woodster Bitters) Bitters manufacturing and sales 351 Greenwood ave. Decatur, Ga. 30030 President/Owner I work on this during the weekends started 02/2020 Hours a week - 3 Hours during the work week - 0 I help on the weekends with packaging
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-14 |
| S66 | Uniform Combined State Law Examination | 2009-10-05 |
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