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12725 W Indian School Road Suite E-101, Avondale, AZ 85392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-10 |
| CA | RA | APPROVED | 2026-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saratoga Capital Management, Llc | Avondale | AZ | 07/2009 | 10/2024 |
| Saratoga Capital Management, Llc | Avondale | AZ | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-11 |
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