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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-04 |
Branch Locations
100 Federal St, Boston, MA 02110 • United States
1 Financial Plz, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Cambridge | MA | 10/2014 | 04/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Cambridge | MA | 10/2014 | 03/2022 |
| Jpmorgan Chase Bank Na | Boston | MA | 04/2022 | 10/2024 |
| Jpmorgan Securities Llc | Boston | MA | 04/2022 | 10/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 10/2024 | Present |
I*2063281, Entity Type, Name of OBA: Rental Property 1 Address: Natick, MA 01760 Investment Related: N Position, Title, Association: Sole owner Employee Start Date: 08/01/2024 No Hours: 12 No Hours during trading: 0 Duties: Upkeep of the property, coordinating with the tenants & the service providers at the property, payment of mortgage/taxes/insurance etc. I*3935283 Entity Type: Entity Charitable Name of OBA: TiE Boston Address: Cambridge, Massachusetts Investment Related: No Position, Title, Association: Officer Employee Start Date: 03/16/2026 Number of Hours: 4, Weekly Number of Hours during trading: 0, Weekly Duties: TiE Boston is a member-based organization founded in 1997 by a group of successful entrepreneurs, corporate executives, and senior professionals of Indian origin, in order to foster future innovators. Today we support entrepreneurs of all backgrounds and what sets TiE Boston apart is: TiE Boston is by entrepreneurs, for entrepreneurs. ¿ We have been operating for almost 25 years, and have an unparalleled network of successful, serial entrepreneurs who are deeply engaged and committed to giving back to the community by providing mentorship, tactical advice, and expertise to rising entrepreneurs. Founded by entrepreneurs who immigrated from the Indus region, we are uniquely positioned to champion inclusion in the innovation ecosystem, and welcome innovators and enthusiasts from all backgrounds. As Co-Chair for TiE Women, you serve as a strategic partner to the Chair, helping guide program vision, strengthen recruitment and selection of participants, support mentors and judges, and ensure a high-quality experience from outreach through final pitch events. This volunteer role expands TiE Boston's leadership capacity and continuity while offering the Co-Chair visibility, deeper engagement with founders and ecosystem leaders, and meaningful influence in shaping emerging women entrepreneurs. Responsibilities include outreach to women founders, helping shape programming themes, supporting sponsorships and partnerships, assisting with mentor and judge coordination, and playing a key role in reviewing and evaluating applications based on readiness, clarity, traction, founder vision, and presentation strength. The program timeline includes: application period, screening and finalist selection, mentoring and pitch prep, and the Final Pitch Competition on August 25.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-18 |
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