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Allison Catherine Hall

Alight Financial Advisors, LLC

Charlotte, NC

Lincolnshire, IL

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Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-03
  • IL RA
    APPROVED
    Since 2021-08-03

Branch Locations

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Lincolnshire, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments Chicago IL 07/2009 10/2016
Harris Associates L.P. Chicago IL 10/2016 04/2021
Harris Associates Securities L.P. Chicago IL 10/2016 04/2021
Alight Solutions Lincolnshire IL 04/2021 Present
Alight Financial Solutions Charlotte NC 04/2021 Present
  • 07/2009 → 10/2016
    Wayne Hummer Investments
    Chicago, IL
  • 10/2016 → 04/2021
    Harris Associates L.P.
    Chicago, IL
  • 10/2016 → 04/2021
    Harris Associates Securities L.P.
    Chicago, IL
  • 04/2021 → Present
    Alight Solutions
    Lincolnshire, IL
  • 04/2021 → Present
    Alight Financial Solutions
    Charlotte, NC
Previous Registrations
  • 2010-07-08 → 2016-10-21
    Great Lakes Advisors, Llc
    Chicago, IL
  • 2011-06-20 → 2013-12-31
    Wintrust Investments Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-05
  • S66 Uniform Combined State Law Examination
    2009-11-05
Designations
Other Names
  • Aley Hall

View on SEC IAPD

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