Nicole Elizabeth King

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 09/2023
  United Professional Advisors
  Fairport, NY
• 05/2015 → 09/2023
  Ameritas Investment Corp
  Lincoln, NE
• 05/2015 → 09/2023
  Ameritas Life Insurance Corp Of New York
  Lincoln, NE
• 11/2014 → 10/2019
  Juiceplus
  Farmington, NY
• 03/2016 → 09/2023
  Uwag
  Fairport, NY
• 11/2021 → 09/2023
  Ameritas Advisory Services, Llc
  Lincoln, NE
• 09/2023 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 09/2023 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL

Previous Registrations

• 2021-11-01 → 2023-10-18
  Ameritas Advisory Services, Llc
  Fairport, NY
• 2021-06-09 → 2021-11-01
  Ameritas Investment Company, Llc
  Fairport, NY
  Lincoln, NE
  Freeport, NY

Other Businesses

(1) Lifetime Planning, Inc.; DBA; Investment Related; 6800 Pittsford-Palmyra Road, Suite 250, Faiport NY 14450; Insurance Sales; Work with prospects that want life insurance; Start 11/2019; 15 hrs./mo., 15 hrs./mo. during trading. (2) Fixed Insurance; non-investment related; 6800 Pittsford-Palmyra Road, Suite 250, Faiport NY 14450; Fixed insurance sales; Salesperson, Advise clients on purchase of fixed life, annuity, disability & LTC; Start 10/2014; 10 hrs./mo., 0 during trading hours. (3) Executor for Mother's Estate

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-09-29

Other Names

• Nicole Elizabeth James
• Nicole E Jones
• Nicole E King