Stephen Gerard Brennan

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-02-07
IN	RA	APPROVED	2010-06-24

TX RA
APPROVED

Since 2014-02-07
IN RA
APPROVED

Since 2010-06-24

Branch Locations

225 S East St Ste 156, Indianapolis, IN 46202 • United States

1527 Kossuth St, Lafayette, IN 47905 • United States

Lilly Corporate Center Building 21/C Dc 2015, Indianapolis, IN 46285 • United States

1400 West Raymond Drop 4901, Indianapolis, IN 46285 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Charlotte	NC	07/2009	Present
Elements Wealth Management	Indianapolis	IN	09/2014	Present

07/2009 → Present

Lpl Financial Llc

Charlotte, NC
09/2014 → Present

Elements Wealth Management

Indianapolis, IN

Other Businesses

(1)09/23/2014 - ELEMENTS WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - ENITY IS THE DEPARTMENT OF CREDIT UNION ONLY DOING LPL FINANCIAL SECURITY BUSNIESS. NOT AN INSURANCE AGENCY OR RIA. - TIME SPENT 175 HRS PER MONTH - INDIANAPOLIS, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-23

S66 Uniform Combined State Law Examination

2010-06-23

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

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