Robert Joseph Engel

Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Ausdal Financial Partners, Inc.
  Davenport, IA

Previous Registrations

• 2009-12-04 → 2010-05-13
  Equitable Advisors, Llc
  Oak Brook, IL

Other Businesses

1. ENGEL WEALTH MANAGEMENT, OWNER SINCE NOVEMBER 25,2014. SELLING INSURANCE AND FIXED AND VARIABLE ANNUITY PRODUCTS AS A COMPONENT OF OVERALL FINANCIAL PLANNING. APPROX. 10 HOURS A MONTH DEVOTED TO THIS ACTIVITY OF WHICH 4 HOURS ARE DURING TRADING HOURS. INVESTMENT RELATED.COMMISSION BASED INCOME. 2. 4530 LAFAYETTE AVE, LLC; NON INVESTMENT RELATED; CINCINNATI, OH; REAL ESTATE RENTAL; MEMBER; ACTIVITY BEGAN 12/2024; I DEVOTE VERY LITTLE TIME TO THIS ACTIVITY; OTHER MEMBERS COMPLETE PROPERTY MANAGEMENT AND RENT COLLECTION. 3. PLATTE COURT, LLC; NON INVESTMENT RELATED; COLORADO SPRINGS, CO; REAL ESTATE RENTAL; MEMBER; ACTIVITY BEGAN 12/2024; I DEVOTE VERY LITTLE TIME TO THIS ACTIVITY; SPOUSE MANAGES PROPERTY AND SUB CONTRACTORS. 4. ENGEL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; COLORADO SPRINGS, CO; MEMBER; ACTIVITY BEGAN 12/2024; I DEVOTE APPX 5 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; PROVIDE EXIT PLANNING FOR BUSINESS OWNERS AND EDUCATION FOR BUSINESS OWNERS.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-03

Designations

• Certified Financial Planner

Other Names

• Robert J Engel