Michael Jordan Margolis

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 03/2017
  Td Ameritrade, Inc.
  Oak Brook, IL
• 03/2017 → 01/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 01/2018 → 01/2021
  Td Ameritrade, Inc.
  Chicago, IL
• 01/2021 → 09/2023
  E*Trade Securities Llc
  Chicago, IL
• 01/2021 → 09/2023
  E*Trade Capital Management Llc
  Chicago, IL
• 01/2023 → 12/2023
  Morgan Stanley
  Chicago, IL
• 01/2021 → 09/2023
  Harrisdirect Llc
  Chicago, IL
• 02/2014 → 03/2017
  Td Ameritrade Investment Management, Llc
  Oak Brook, IL
• 02/2018 → 12/2020
  Td Ameritrade Investment Management, Llc
  Chicago, IL
• 03/2024 → Present
  Tiaa
  Chicago, IL
• 03/2024 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Chicago, IL

Previous Registrations

• 2023-09-05 → 2023-12-22
  Morgan Stanley
  Chicago, IL
• 2021-02-01 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Chicago, IL
• 2018-02-27 → 2021-01-11
  Td Ameritrade, Inc.
  Chicago, IL
• 2018-02-27 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Chicago, IL
• 2017-03-31 → 2018-01-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2014-02-21 → 2017-03-16
  Td Ameritrade, Inc.
  Oak Brook, IL
• 2014-02-21 → 2017-03-16
  Td Ameritrade Investment Management, Llc
  Oak Brook, IL
• 2012-01-09 → 2014-02-03
  Wells Fargo Clearing Services, Llc
  Palos Heights, IL

Other Businesses

MARGOLIS FAMILY ENTERPRISE LLC POSITION: CFO NATURE: My father Scott Margolis invented a multi use cup holder that was recently issued a utility patent. My father listed a members of our family as having a position in the LLC which i was given a 1% stake in the LLC and title of CFO, however this is in name only. I will not be involved in the business my father's goal is to get a licensing deal with this. This LLC has nothing to do with investments or insurance so it would not be considered a conflict of interest. The LLC has not been filed/formed yet so I put a future date for the start date INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 19363 w 85th bluff, Arvada CO 80007, United States DESCRIPTION: responsible for the finances of Margolis Family Enterprise

Exams

• S66 Uniform Combined State Law Examination
  2012-01-06
• S63 Uniform Securities Agent State Law Examination
  2010-04-19

Other Names

• Michael J Margolis
• Michael Margolis
• Mike Margolis