Brian Christopher Lauer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-08-18

PA RA
APPROVED

Since 2026-08-18

Branch Locations

1423 East Market Street, York, PA 17403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	York	PA	01/2007	11/2019
Cambridge Investment Research Advisors, Inc	Fairfield	IA	11/2019	08/2026
Cambridge Investment Research, Inc.	Fairfield	IA	11/2019	08/2026
Lpl Financial	York	PA	08/2026	Present

01/2007 → 11/2019

Waddell & Reed, Inc.

York, PA
11/2019 → 08/2026

Cambridge Investment Research Advisors, Inc

Fairfield, IA
11/2019 → 08/2026

Cambridge Investment Research, Inc.

Fairfield, IA
08/2026 → Present

Lpl Financial

York, PA

Previous Registrations

2019-11-01 → 2026-08-25

Cambridge Investment Research Advisors, Inc.

York, PA
2007-10-31 → 2019-11-06

Waddell & Reed

York, PA

Camp Hill, PA

Hamden, CT
2000-03-27 → 2006-12-31

Investors Security Company, Inc.

Dallastown, PA

Towson, MD

Towson, MD

Other Businesses

1. 08/2026 - Conte Wealth Advisors - DBA for LPL Business (entity for LPL business) - Not Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 8/17/2026 2. 08/2026 - Brian Lauer - Non-Variable Insurance - Inv Related – 04 Hour(s)/Month – 01 Hour(s) During Trading – York, PA, 17403 – OBA Start Date: 02/14/2007

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-23
S63	Uniform Securities Agent State Law Examination	1999-01-27

S65 Uniform Investment Adviser Law Examination

1999-12-23
S63 Uniform Securities Agent State Law Examination

1999-01-27

View on SEC IAPD