James Thomas Falls

Current Employers

Employment History

• 03/2010 → 03/2019
  Next Financial Group Inc
  State College, PA
• 03/2019 → 06/2024
  Securities America, Inc.
  State College, PA
• 03/2019 → 06/2024
  Securities America Advisors, Inc.
  State College, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  State College, PA

Previous Registrations

• 2019-03-22 → 2024-06-14
  Securities America Advisors, Inc.
  State College, PA
• 2012-01-24 → 2019-03-25
  Next Financial Group, Inc.
  State College, PA

Other Businesses

1) Advisory - SAA Position: Advisor Nature: Registered investment advisor Investment Related: Yes Hours: 160 Securities Trading Hours: 100 Start Date: 03/25/2019 Address: 2125 E College Ave Ste 101, State College PA 16801 2) Nittany Investment Advisors LLC Position: IAR Nature: Shell company Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 03/25/2019 Address: 2125 E College Ave Ste 101, State College PA 16801 3) Nittany Brokerage Services Inc. Position: Contractor/Agent Nature: All insurances other than variable annuities, and property casualty insurance. Investment Related: No Hours: 20 Securities Trading Hours: 15 Start Date: 03/24/2010 Address: 2125 E College Ave Ste 101, State College PA 16801 4) DBA: NITTANY BROKERAGE 5) PENNS VALLEY YOUTH CENTER POSITION: Board President NATURE: Board President INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2013 ADDRESS: 106 School Street, Spring Mills PA 16875 DESCRIPTION: Provide guidance and oversight for after school program for kids grades 6-12. Board meetings once a month or less, and I volunteer at the program at times. 6. PENNS VALLEY YOUTH CENTER POSITION: Fundraising Committee Member NATURE: Volunteer/Consultant to the board INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2013 ADDRESS: 106 School Street, Spring Mills PA 16875, United States DESCRIPTION: Provide guidance and oversight for after school program for kids grades 6-12. Board meetings once a month or less, and I volunteer at the program at times.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-18
• S63 Uniform Securities Agent State Law Examination
  2009-09-16

Other Names

• J.T. Falls