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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-03-25 |
Branch Locations
204 N. West Street Suite 101, Doylestown, PA 18901 • United States
Warminster, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Newtown | PA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Doylestown | PA | 03/2017 | Present |
| Massmutual Life Insurance Co | Doylestown | PA | 07/2016 | Present |
(1) Name: Daniel Pfeiffer Inv rel: Y Add: 530 Reeves Lane Warminster, PA 18974 Nature: Simple Rental Property Position: Owner Start date: 08/2017 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Collect rent, fix things. (2 )Name: Daniel Pfeiffer Inv rel: Y Add: 16 Campus Blvd, Newtown Square, PA 19073 Nature: Individual Life, Group Life Position: Agent Start date: 06/11/2019 No. HR/MO: 1 No. HR/MO during sec trading: 1 (3) NAME: VE Soccer Club INV REL: N ADD: 130 Davisville Rd, Warminster PA 18974 NATURE: Youth Soccer Club POSITION: Treasurer START DATE: 04/15/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Help run the day to day financials at the soccer club.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-03 |
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