Linda Diane Kalies

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2017
  Jp Morgan Securities Llc
  Green Bay, WI
• 04/2014 → 11/2017
  Jp Morgan Chase Bank
  Green Bay, WI
• 11/2017 → 09/2018
  Jp Morgan Chase Bank Na
  Treasure Island, FL
• 11/2017 → 09/2018
  Jp Morgan Securities Llc
  Treasure Island, FL
• 09/2018 → 09/2020
  Jp Morgan Securities Llc
  Riverview, FL
• 09/2018 → 09/2020
  Jp Morgan Chase Bank Na
  Riverview, FL
• 11/2020 → 09/2021
  Morgan Stanley
  Temple Terrace, FL
• 09/2021 → Present
  Raymond James Financial Services
  Tampa, FL
• 09/2021 → Present
  Raymond James Financial Services Advisors
  Tampa, FL
• 09/2021 → 11/2022
  Waller And Wax Advisors, Inc
  Tampa, FL

Previous Registrations

• 2021-10-19 → 2022-11-25
  Waller & Wax Advisors, Inc.
  Tampa, FL
• 2020-11-23 → 2021-09-15
  Morgan Stanley
  Tampa, FL
• 2014-05-28 → 2020-09-24
  J.P. Morgan Securities Llc
  Green Bay, WI
  Treasure Island, FL
  Riverview, FL
  St Petersburg, FL
• 2010-07-12 → 2014-04-11
  Thrivent Investment Management Inc.
  Manitowoc, WI
  Brillion, WI
  Appleton, WI

Other Businesses

(1)Name of Business: Kalies, Linda & Jeff Address: 3010 W Azeele St Ste 120, Tampa, FL, 33609-3576, United States Activity Type: Control Person Position/Title: Power of Attorney (Acting) Investment Related: Yes Start Date: 02/09/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am attorney in fact for my husband's IRA (2)Name of Business: LDK Cookie Creations Address: 9917 Prevatt St, Gibsonton, FL, 33534, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 09/16/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I produce the product. I do not have a business registration and do not market the product. They are mostly done for friends and family (3)Name of Business: Waller and Wax Advisors, Inc. Address: 3010 W Azeele St Suite 120, Tampa, FL, 33609, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth advisor

Exams

• S66 Uniform Combined State Law Examination
  2010-07-09

Other Names

• Linda Diane Rathburn
• Linda Diane Rathburn
• Linda Diane Krzewina
• Linda Diane Johnson
• Linda D Kalies