Rebecca Bulinski Falk

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-10
TX	RA	APPROVED	2008-01-29

MN RA
APPROVED

Since 2013-12-10
TX RA
APPROVED

Since 2008-01-29

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Minneapolis , MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Bloomington	MN	12/2006	Present

12/2006 → Present

Ubs

Bloomington, MN

Other Businesses

1)The D P B Family Trust U/A dtd 04/28/2015 TTEE R F, To distribute assets to beneficiaries,MNUnited States,Distribute assets to beneficiaries and manage and pay any taxes owed, Start date 4/28/2015

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-11

S66 Uniform Combined State Law Examination

2006-02-11

View on SEC IAPD