Best Investors Account Sign in
Inactive

John Wade Brittingham

Stock Plan Advisory Group LLC

Alexandria, VA

CRD 5696608

Claim This Profile
Employer firm

Stock Plan Advisory Group LLC CRD 314680

$19.4M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stock Plan Advisory Group Llc

429 North Saint Asaph St, Alexandria, VA 22314 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-06-03
  • VA RA
    APPROVED
    Since 2021-06-03

Branch Locations

429 North Saint Asaph St, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Vienna VA 12/2014 05/2021
Stock Plan Advisory Group Llc Alexandria VA 05/2021 Present
Previous Registrations
  • 2016-12-14 → 2021-06-02
    Fort Myers, FL
    Louisville, KY
    Chattanooga, TN
    North, VA
    Alexandria, VA
    Alexandria, VA
  • 2014-12-22 → 2016-11-23
    Vienna, VA
  • 2012-07-31 → 2014-11-11
    Cuso Financial Services, L.P.
    San Diego, CA
    Arlington, VA
    Hanover, MD
    Alexandria, VA
    Washington, DC
    Alexandria, VA
  • 2010-09-07 → 2012-07-02
    Tysons Corner, VA
Other Businesses

DEL RAY UNITED METHODIST CHURCH; TREASURER; INVESTMENT RELATED: NO; 100 EAST WINDSOR AVENUE ALEXANDRIA VIRGINIA 22301 USA; LOCAL CHURCH IN MY COMMUNITY;OVERSEE BILL PAYMENT AND CONDUCT TREASURER DUTIES FOR THE CHURCH. ; 2023-02-08; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 1;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-30
S63 Uniform Securities Agent State Law Examination 2010-07-15
  • S66 Uniform Combined State Law Examination
    2010-08-30
  • S63 Uniform Securities Agent State Law Examination
    2010-07-15
Designations
  • Certified Financial Planner
Other Names
  • John Wade Brittingham
  • Wade Wade Brittingham
  • Wade Brittingham

View on SEC IAPD

More in Alexandria, VA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor