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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
| WA | RA | APPROVED | 2024-01-19 |
Branch Locations
925 Highland Pointe Dr Suite 190, Roseville, CA 95678 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Magic Circle Theatre | Roseville | CA | 07/2000 | Present |
| Gfbb Benefits And Insurance | Roseville | CA | 03/2009 | 09/2018 |
| Questar Capital Corporation | Minneapolis | MN | 09/2009 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 10/2010 | 03/2019 |
| Woodbury Financial Services, Inc. | Roseville | CA | 03/2019 | 01/2024 |
| Woodbury Financial Services, Inc. | Roseville | CA | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Roseville | CA | 01/2024 | Present |
1)GFBB BENEFITS. POSITION: Insurance Agent. NATURE: Fixed insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2009 ADDRESS: 925 Highland Pointe Drive, Suite 190, Roseville CA 95678 DESCRIPTION: Recommend insurance products. 2)GFBB BENEFITS FINANCIAL LLC. POSITION: President & CEO. NATURE: Business is a servicing company to receive and distribute commissions, pay bills, provide benefits to the owner and its employees. Business consulting services (forming, management or sale) offered through entity. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/03/2014 ADDRESS: 925 Highland Pointe Drive, Suite 190, Roseville CA 95678 DESCRIPTION: Manage payroll, financial records, file taxes, and provide business consulting services on an ad hoc basis. 3)PROSPERO WEALTH ADVISORS LLC POSITION: President & CEO NATURE: LLC. Entity is a servicing and marketing company formed to receive and distribute compensation related to securities business, pay overhead expenses, rents, and employees. Consulting services will be offered through the firm both securities and non-securities related. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 10/01/2018 ADDRESS: 925 Highland Pointe Drive, Suite 190, Roseville CA 95678 DESCRIPTION: Manage payroll, hire and manage employees, financial records, file taxes, and provide business consulting services on an ad hoc basis. 4)BALDREE FAMILY LIVING TRUST POSITION: Trustee NATURE: Personal family trust established to hold assets while alive and distribute to beneficiaries upon death. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/17/2015 ADDRESS: 925 Highland Pointe Drive, Suite 190, Roseville CA 95678 DESCRIPTION: Manage trust properties. 5)PACIFIC GOLD AVIATION ASSOCIATION POSITION: Board of directors, President NATURE: Corporation for fractional aircraft ownership. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2015 ADDRESS: 1325 Howe Ave, Sacramento CA 95825 DESCRIPTION: Member of the board of directors. President of the board. Represent organization to the public. Assist with financial management / oversight of the organization. I am also a shareholder of the closely held corporation. 6)ROSEVILLE THEATER ARTS ACADEMY POSITION: Board of Trustees NATURE: Non-Profit Community Theater organized as a public benefit corporation (501c3) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 241 Vernon Street, Roseville CA 95678 DESCRIPTION: Serve on the board of trustees. Financial and legal oversight, assist with procedures and policy making for the organization. 7)WATCH ADVISOR POSITION: Owner NATURE: Sole Prop. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 925 Highland Pointe Drive, Suite 190, Roseville CA 95678, United States DESCRIPTION: Provide consulting and acquisition of fine time pieces.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-22 |
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