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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-10-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | CT | 11/2013 | 04/2019 |
| Securities America, Inc. | Stonington | CT | 04/2019 | Present |
| Securities America Advisors | Stonington | CT | 04/2019 | Present |
1.)Name: n/a Position: Producer - Nature: Insurance Sales - Investment Related: Yes Hours: 10 - Securities Trading Hours: 10 - Start Date: 04/25/2019 Address: 5 Shore Drive, Stonington CT 06378, United States
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-18 |
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