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Corbin Couture

Osaic Institutions, Inc.

Stonington, CT

CRD 5696456

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-10-07
  • CT RA
    APPROVED
    Since 2021-10-07

Branch Locations

Stonington, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 11/2013 04/2019
Securities America, Inc. Stonington CT 04/2019 Present
Securities America Advisors Stonington CT 04/2019 Present
  • 11/2013 → 04/2019
    Infinex Investments, Inc.
    Meriden, CT
  • 04/2019 → Present
    Securities America, Inc.
    Stonington, CT
  • 04/2019 → Present
    Securities America Advisors
    Stonington, CT
Previous Registrations
  • 2019-04-26 → 2021-10-05
    Securities America Advisors, Inc.
    Stonington, CT
  • 2013-11-20 → 2019-04-26
    Wethersfield, CT
    Pawcatuck, CT
    Meriden, CT
    Meriden, CT
    Meriden, CT
    Meriden, CT
    Stonington, CT
    Meriden, CT
  • 2012-07-05 → 2013-11-20
    Harvest Capital Advisors, Llc
    Pawcatuck, CT
    Avon, CT
    Pawcatuck, CT
Other Businesses

1.)Name: n/a Position: Producer - Nature: Insurance Sales - Investment Related: Yes Hours: 10 - Securities Trading Hours: 10 - Start Date: 04/25/2019 Address: 5 Shore Drive, Stonington CT 06378, United States

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-18
  • S66 Uniform Combined State Law Examination
    2011-05-18
Other Names
  • Corbin Richard Pfluecke
  • Corbin Couture
  • Corbin Richard Couture
  • Corbin Richard Couture

View on SEC IAPD

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