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Employer firm

Strategic Asset Management Group Advisors CRD 135832

$416M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Asset Management Group Advisors

2000 North Federal Highway Suite 202, Pompano Beach, FL 33062 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-09
FL RA APPROVED 2018-04-10
  • TX RA
    APPROVED_RES
    Since 2025-01-09
  • FL RA
    APPROVED
    Since 2018-04-10

Branch Locations

2000 North Federal Highway Suite 202, Pompano Beach, FL 33062 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-17
  • FL RA
    APPROVED
    Since 2019-04-17

Branch Locations

6451 N. Federal Highway Ste 409, Fort Lauderdale, FL 33308 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-15
  • FL RA
    APPROVED
    Since 2019-04-15

Branch Locations

2000 North Federal Highway Suite 202, Pompano Beach, FL 33062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Analysts Incorporated Cincinnati OH 04/2019 Present
Lincoln Investment Fort Lauderdale FL 06/2012 Present
Strategic Asset Management Group Advisors Pompano Beach FL 04/2019 Present
Strategic Asset Management Group Advisors Pompano Beach FL 03/2018 Present
Strategic Asset Management Group Advisors Ft. Lauderdale FL 09/2013 03/2019
Other Businesses

Strategic Asset Management Group Advisors Position: Partner, IAR Nature: IRIA Investment Related: Yes Hours: 160 Securities Trading Hours: 160 Start Date; 9/1/2009 Address: 2000 N. Federal Highway Suite 202 Pompano Beach, FL 33062 Description: trading, reports, advising 556 HOLDINGS, LLC POSITION: Member NATURE: Valant Land INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2019 ADDRESS: 2000 N. Federal Highway, Ste. 202, Pompano Beach FL 33062, United States DESCRIPTION: Pay bills. SAM Operations, LLC Position: VP, Member Nature: Holding company used to pay company expenses only.  Investment Related: No Hours: 25 Securities Trading Hours: 25 Start Date: 7/31/2013 Address: 2000 N. Federal Highway, Suite 202  Pompano Beach, FL 33062 Description: This LLC is used as a holding company used to pay all business-related expenses related to the company. Payroll, health insurance, rent, business taxes, IT, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-05
  • S66 Uniform Combined State Law Examination
    2018-03-05

View on SEC IAPD

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