Brett Alan Grider

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2019
  Tiaa
  Mobile, AL
• 06/2015 → 03/2019
  Tiaa-Cref Individual & Institutional Services, Llc
  Mobile, AL
• 03/2019 → 05/2022
  Td Ameritrade
  Pensacola, FL
• 05/2022 → Present
  Hancock Whitney Bank
  Mobile, AL
• 05/2022 → 08/2022
  Hancock Whitney Investment Services, Inc.
  Mobile, AL
• 08/2022 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 08/2022 → Present
  Cetera Investment Advisers Llc
  Mobile, AL

Previous Registrations

• 2022-05-04 → 2022-08-10
  Hancock Whitney Investment Services Inc.
  Mobile, AL
  New Orleans, LA
• 2022-02-16 → 2022-05-13
  Charles Schwab & Co., Inc.
  Pensacola, FL
• 2019-03-28 → 2022-05-13
  Td Ameritrade, Inc.
  Pensacola, FL
• 2019-04-04 → 2022-05-13
  Td Ameritrade Investment Management, Llc
  Pensacola, FL
  Pensacola, FL
• 2015-07-22 → 2019-03-08
  Tiaa-Cref Individual & Institutional Services, Llc
  Mobile, AL
• 2012-12-05 → 2015-07-07
  Strategic Advisers Llc
  Birmingham, AL

Other Businesses

WEALTH ADVISOR AT HANCOCK WHITNEY; PROVIDE FINANCIAL PLANNING AND WILL THEN REFER TO THE APPROPRIATE SPECIALISTS

Exams

• S66 Uniform Combined State Law Examination
  2012-09-24
• S63 Uniform Securities Agent State Law Examination
  2011-06-30