Jay Randall Kimball

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Prudential Insurance Company Of America
  Lansdale, PA
• 01/2006 → 11/2024
  Pruco Securities, Llc.
  Lansdale, PA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Fort Washington, PA

Previous Registrations

• 2015-04-20 → 2024-11-14
  Pruco Securities, Llc.
  Warrington, PA
  Lansdale, PA
  Ambler, PA
  Warrington, PA
  Lansdale, PA
  Lansdale, PA
  Fort Washington, PA
  Lansdale, PA

Other Businesses

Kimball Ins & Fin'l Services Inc.~946 Woodlawn Dr., Suite 201, Lansdale, PA 19446~Health Ins~N~Pres~08/01/2009~20 hrs/mo~20 trading hrs/mo|Aetna Health Inc.|AIG American General|Independence Blue Cross|Keystone Health Plan East|Qcc Ins Co|United Concordia Dental Plans of Pennsylvania KIMBALL RACING POSITION: team manager NATURE: auto racing team INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 8 START DATE: 04/01/2024 ADDRESS: 946 woodlawn dr, lansdale PA 19446, United States DESCRIPTION: administration activities relating to running and maintaining auto racing team. maintaining repairs to the racecar.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-03
• S63 Uniform Securities Agent State Law Examination
  2006-02-10