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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-11 |
| NC | RA | APPROVED | 2015-10-15 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charlotte | NC | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
FIG LEAF PROPERTIES, LLC, INVT RELATED, CHARLOTTE, NC, 100% OWNERSHIP BY SPOUSE, START DATE 9/1/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, CHECK SIGNER FOR SPOUSE BUSINESS FOR RENTAL PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-18 |
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