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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-19 |
Branch Locations
5700 W 112Th St Suite 200, Overland Park, KS 66211 • United States
Long Beach, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodbury | NY | 08/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodbury | NY | 11/2016 | 01/2022 |
| Shufro, Rose & Co., Llc | New York | NY | 03/2022 | 05/2023 |
| Citigroup | Hewlett | NY | 05/2023 | 05/2025 |
| Mariner | Overland Park | KS | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-25 |
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