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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Defiance | OH | 01/2006 | 11/2024 |
| The Prudential Insurance Company Of America | Defiance | OH | 01/2006 | Present |
| Kryder & Associates | Defiance | OH | 04/2022 | Present |
| Lpl Enterprise, Llc | Defiance | OH | 11/2024 | Present |
1) 10/04/2024- Napoleon Public Library Foundation-Non-Profit Board Member- Monthly Board Meetings / Promote Foundation Fund Raising- Not INV Related- At Defiance, OH- Start date 01/15/2017- 2 HRS MTH- 0 HRS During Trading 2) 10/04/2024-Northwest State Community College Foundation- Non-Profit Board Member- Attend meeetings. Promote Planned Giving to the foundation- Not INV Related- At Defiance, OH- Start date 03/01/2010- 1 HRS MTH- 1 HRS During Trading 3) 10/04/2024-Napoleon Rotary Club- Non-profit volunteer (not on board)-Attend Weekly lunch meetings, Volunteer time to service projects-Not INV Related- At Defiance, OH- Start date 06/01/2008- 6 HRS MTH- 6 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-08 |
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