Hayley A Bates

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2018
  Sii
  Los Angeles, CA
• 06/2015 → 01/2017
  Signature Investment Advisors Llc
  Los Angeles, CA
• 01/2017 → 10/2021
  Signature Estate & Investment Advisors Llc
  Los Angeles, CA
• 11/2018 → 07/2023
  Royal Alliance Associates, Inc.
  Los Angeles, CA
• 10/2021 → Present
  Seia Llc
  Los Angeles, CA
• 07/2023 → Present
  Ses Llc
  Los Angeles, CA

Previous Registrations

• 2015-07-16 → 2017-02-06
  Signature Investment Advisors, Llc
  Los Angeles, CA
• 2013-02-28 → 2015-05-28
  Fim Group
  Kahului, HI
  Traverse City, MI
• 2011-08-19 → 2013-02-01
  Signator Investors, Inc.
  Raleigh, NC

Other Businesses

1. LEADERSHIP COUNCIL - A PLACE CALLED HOME POSITION: Leadership Council Member NATURE: 501C3 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 2830 S CENTRAL AVE, LOS ANGELES CA 90011, United States DESCRIPTION: Member of the Leadership Council performing functions of fundraising for the benefit of the Organization's mission. 2. POSITION: CA INSURANCE LICENSE HOLDER NATURE: Insurance financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2018 ADDRESS: 2121 AVENUE OF THE STARS, SUITE 1600, LOS ANGELES CA 90067, United States DESCRIPTION: Insurance sales 3. SEIA POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/01/2015 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-05-10
• S65 Uniform Investment Adviser Law Examination
  2011-06-16

Designations

• Certified Financial Planner

Other Names

• Hayley Wood Bates
• Hayley A Wood