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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

12801 Pierce St Ste 300, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co. St. Paul MN 07/2009 08/2023
Securian Financial Services Inc. St. Paul MN 07/2009 08/2023
Renaissance Financial Omaha NE 07/2009 Present
Cetera Wealth Services, Llc Omaha NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/2009 → 08/2023
    Minnesota Life Insurance Co.
    St. Paul, MN
  • 07/2009 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 07/2009 → Present
    Renaissance Financial
    Omaha, NE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Omaha, NE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-03-05 → 2023-08-10
    Securian Financial Services, Inc.
    Omaha, NE
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: March 2010 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. HAM ENTERPRISES LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2014 ADDRESS: , Omaha NE , United States DESCRIPTION: Owner 3. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: March 2010 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 4. MMPHS 1 LLC POSITION: Member NATURE: Business Owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2022 ADDRESS: 15411 Pine St, Omaha NE 68144, United States DESCRIPTION: Investment LLC holding company for future commercial real estate, sponsorship, local start-up investments. 5. MMPHS 2, LLC POSITION: Member NATURE: Personal investment llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 16526 BURDETTE STREET, OMAHA NE 68116, United States DESCRIPTION: Personal investment LLC to fund commercial real estate, class A storage, and potential local start ups 6. OUTDOOR LIFE, LLC POSITION: Member NATURE: The LLC is a shell for a Corporate Membership of a hunting Club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/11/2023 ADDRESS: 12801 Pierce St, #300, Omaha NE 68144, United States DESCRIPTION: The LLC to allow for a corporate membership to a private outdoor and hunting club. No financial beneficial interest to any and all members of the LLC 7. NAME OF OTHER BUSINESS: CHILDS SAVING INSTITUTE; INVESTMENT RELATED: NO; ADDRESS: 4545 DODGE ST OMAHA, NE 68132; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: GOVERNANCE, STRATEGIC PLANNING, ASSIST IN FUND RAISING; 8. NAME OF OTHER BUSINESS: NICK HOWE FOUNDATION INVESTMENT RELATED: NO ADDRESS: 4182 S 187TH AVE. OMAHA NE 68130 NATURE OF BUSINESS: BOARD START DATE: 10/1/2026 POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER APX NUMBER OF HOURS PER WEEK: .25 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BOARD OVERSIGHT, FUNDRAISING 9. NAME OF OTHER BUSINESS:NICK HOWE FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 4109 S. 84TH ST. OMAHA, NE ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 10/01/2026 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1.00 ; APX NUMBER OF HOURS DURING TRADING: 1.00 ; BRIEF DESCRIPTION OF DUTIES: SERVE AS OVERSIGHT FOR THE FOUNDATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-28
  • S66 Uniform Combined State Law Examination
    2009-12-28

View on SEC IAPD

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