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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Co. | St. Paul | MN | 07/2009 | 08/2023 |
| Securian Financial Services Inc. | St. Paul | MN | 07/2009 | 08/2023 |
| Renaissance Financial | Omaha | NE | 07/2009 | Present |
| Cetera Wealth Services, Llc | Omaha | NE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: March 2010 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. HAM ENTERPRISES LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2014 ADDRESS: , Omaha NE , United States DESCRIPTION: Owner 3. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: March 2010 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 4. MMPHS 1 LLC POSITION: Member NATURE: Business Owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2022 ADDRESS: 15411 Pine St, Omaha NE 68144, United States DESCRIPTION: Investment LLC holding company for future commercial real estate, sponsorship, local start-up investments. 5. MMPHS 2, LLC POSITION: Member NATURE: Personal investment llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 16526 BURDETTE STREET, OMAHA NE 68116, United States DESCRIPTION: Personal investment LLC to fund commercial real estate, class A storage, and potential local start ups 6. OUTDOOR LIFE, LLC POSITION: Member NATURE: The LLC is a shell for a Corporate Membership of a hunting Club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/11/2023 ADDRESS: 12801 Pierce St, #300, Omaha NE 68144, United States DESCRIPTION: The LLC to allow for a corporate membership to a private outdoor and hunting club. No financial beneficial interest to any and all members of the LLC 7. NAME OF OTHER BUSINESS: CHILDS SAVING INSTITUTE; INVESTMENT RELATED: NO; ADDRESS: 4545 DODGE ST OMAHA, NE 68132; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: GOVERNANCE, STRATEGIC PLANNING, ASSIST IN FUND RAISING; 8. NAME OF OTHER BUSINESS: NICK HOWE FOUNDATION INVESTMENT RELATED: NO ADDRESS: 4182 S 187TH AVE. OMAHA NE 68130 NATURE OF BUSINESS: BOARD START DATE: 10/1/2026 POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER APX NUMBER OF HOURS PER WEEK: .25 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BOARD OVERSIGHT, FUNDRAISING 9. NAME OF OTHER BUSINESS:NICK HOWE FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 4109 S. 84TH ST. OMAHA, NE ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 10/01/2026 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1.00 ; APX NUMBER OF HOURS DURING TRADING: 1.00 ; BRIEF DESCRIPTION OF DUTIES: SERVE AS OVERSIGHT FOR THE FOUNDATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-28 |
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