Anil Gurmukh Ratnani

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-27

CA RA
APPROVED

Since 2026-01-27

Branch Locations

333 W Santa Clara St Ste 712, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fusion Forte Inc.	Union City	CA	12/2015	11/2016
Ameriprise Financial Services, Inc.	San Mateo	CA	11/2016	06/2024
Lpl Financial Llc	San Jose	CA	07/2024	Present

12/2015 → 11/2016

Fusion Forte Inc.

Union City, CA
11/2016 → 06/2024

Ameriprise Financial Services, Inc.

San Mateo, CA
07/2024 → Present

Lpl Financial Llc

San Jose, CA

Previous Registrations

2017-04-27 → 2024-07-03

Ameriprise Financial Services, Llc

San Mateo, CA

Sunnyvale, CA

Other Businesses

1) 07/11/2024 - Hynek Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-24
S63	Uniform Securities Agent State Law Examination	2010-06-30

S66 Uniform Combined State Law Examination

2017-04-24
S63 Uniform Securities Agent State Law Examination

2010-06-30

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews