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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-12-15 |
Branch Locations
50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.G.P. / Alliance Global Partners | Holmdel | NJ | 02/2021 | 09/2022 |
| Aegis Capital Corp. | New York | NY | 01/2014 | 01/2019 |
| Aegis Capital Corp. | Rochelle Park | NJ | 01/2019 | 02/2021 |
| Guardian Life Insurance Company | Holmdel | NJ | 09/2022 | 11/2022 |
| Park Avenue Securities Llc | Holmdel | NJ | 10/2022 | 11/2022 |
| Guardian Life Insurance Company | Woodcliff Lake | NJ | 11/2022 | Present |
| Park Avenue Securities | Woodcliff Lake | NJ | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-09 |
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