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Current Employers
Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-01-09
  • NJ RA
    APPROVED
    Since 2018-01-09

Branch Locations

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Saddle Brook NJ 09/2011 Present
Mml Investor Services Saddle Brook NJ 11/2011 Present
  • 09/2011 → Present
    Mass Mutual Life Insurance Company
    Saddle Brook, NJ
  • 11/2011 → Present
    Mml Investor Services
    Saddle Brook, NJ
Previous Registrations
Other Businesses

1) INV REL: Y ADD: 250 PEHLE AVENUE, SUITE 405, SADDLE BROOK, NJ 07663 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: SALES START DATE: 01/01/2010 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 15 DESCRIBE DUTIES: INDIVIDUAL & GROUP INSURANCE SALES INCLUDING: LIFE, DISABILITY, LTC, HEALTH, ACCIDENT, LTD, STD. 2) 401 K RETIREMENT PARTNERS, LLC 32-16 BROADWAY 2ND FLOOR FAIR LAWN NJ 07410. MANAGING DIRECTOR BUSINESS DEVELOPMENT. 10%-20% TIME SPENT DURING MARKET HOURS. START DATE 7/15/17

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-20
S63 Uniform Securities Agent State Law Examination 2010-11-01
  • S65 Uniform Investment Adviser Law Examination
    2014-03-20
  • S63 Uniform Securities Agent State Law Examination
    2010-11-01

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