Best Investors Account Sign in
Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-08
  • NC RA
    APPROVED
    Since 2025-04-08

Branch Locations

700 Military Cutoff Rd. Suite 104, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Southern Life Wilmington NC 12/2008 02/2025
Transamerica Financial Advisors, Llc Wilmington NC 04/2025 Present
Transamerica Agency Network Baltimore MD 03/2025 Present
United Fianacial Service (Ufs) Baltimore MD 03/2025 Present
Unemployed Wilmington NC 02/2025 03/2025
Port City Mushroom, Llc Wilmington NC 02/2022 Present
Ws Brokerage Service Cincinnati OH 07/2009 02/2025
  • 12/2008 → 02/2025
    Western Southern Life
    Wilmington, NC
  • 04/2025 → Present
    Wilmington, NC
  • 03/2025 → Present
    Transamerica Agency Network
    Baltimore, MD
  • 03/2025 → Present
    United Fianacial Service (Ufs)
    Baltimore, MD
  • 02/2025 → 03/2025
    Unemployed
    Wilmington, NC
  • 02/2022 → Present
    Port City Mushroom, Llc
    Wilmington, NC
  • 07/2009 → 02/2025
    Ws Brokerage Service
    Cincinnati, OH
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. As employee of Transamerica Financial Advisors, may perform home office functions for other business units Port City Mushroom / 0222-Present / Investment Related: No / 205 S 4th Street Wilmington, NC 28404 / Registered Agent / Nature of Business/ Hrs. Work Monthly:0 / Sec Trading Hrs.:0 / I am listed as a person to receive mall from the state as a second contact. TRANSAMERICA AGENCY NETWORK/ 0325-Present / Investment Related: No / 1201 Willis Street Suite 800 Baltimore, MD 21231 /Associate Director / Training & Development/ Hrs. Work Monthly: 100 / Sec Trading Hrs.: / Train, develop, sales recruit United Financial Service / 0325-Present / Investment Related: Yes /1201 Willis Street 800 Baltimore, MD 21231 / Agent of Transamerica / Nature of Business/ Hrs. Work Monthly: / Sec Trading Hrs.: / Work with clients in offering additional products and services such as Long-term, Medicare Supplement, disability.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-11
S63 Uniform Securities Agent State Law Examination 2009-10-29
  • S65 Uniform Investment Adviser Law Examination
    2022-02-11
  • S63 Uniform Securities Agent State Law Examination
    2009-10-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wilmington, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor