Eric Stromfeld

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 11/2016
  Wells Fargo Advisors, Llc
  San Francisco, CA
• 11/2016 → 11/2017
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 01/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 03/2018 → Present
  Bank Of America, N.A.
  Florham Park, NJ

Previous Registrations

• 2016-03-03 → 2017-11-30
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
  San Francisco, CA
• 2015-07-23 → 2016-03-28
  Credit Suisse Securities (Usa) Llc
  San Francisco, CA
• 2014-05-28 → 2015-06-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
• 2011-04-14 → 2014-06-09
  Morgan Stanley
  Bethesda, MD
  Bethesda, MD

Other Businesses

I*3047268 Entity Type: For Profit Name of OBA: Playhouse Ventures Address: Round Rock, Texas, 78681 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/15/2025 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: My wife and I bought a rental property and will hold it in an LLC collect rental income from property

Exams

• S66 Uniform Combined State Law Examination
  2011-04-13