Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-14
NJ RA APPROVED 2018-02-01
  • TX RA
    APPROVED
    Since 2019-08-14
  • NJ RA
    APPROVED
    Since 2018-02-01

Branch Locations

501 S Austin Ave, Georgetown, TX 78626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Francisco CA 02/2016 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 01/2018 Present
Bank Of America, N.A. Florham Park NJ 03/2018 Present
Previous Registrations
Other Businesses

I*3047268 Entity Type: For Profit Name of OBA: Playhouse Ventures Address: Round Rock, Texas, 78681 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/15/2025 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: My wife and I bought a rental property and will hold it in an LLC collect rental income from property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-13
  • S66 Uniform Combined State Law Examination
    2011-04-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Georgetown, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor