Philip James Baity

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  J.P. Morgan Securities Llc
  Greenwich, CT
• 11/2016 → Present
  Jpmorgan Chase Bank, N.A.
  Greenwich, CT

Other Businesses

Entity Name: Flywheel Seeds LLC Investment related: No "Address: 251 Little Falls Drive, Wilmington, DE 19808" Nature of the other business: Pooled Investment Vehicle Position/Title/Relationship: Owner/Partner Start Date: 02/23/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This entity is a pooled investment vehicle for me and my family (no outside investors). It is meant to streamline our portfolio management. I operate as president of the entity, directing the contributions/withdrawals, and investments of the liquidity while in the LLC. This is not a formal form of employment. Entity Name: Glassbeam, Inc. Investment related: Y "Address: www.glassbeam.com Santa Clara, CA 95054" Nature of the other business: Investor/Partner Position/Title/Relationship: Business Consulting Start Date: 07/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Private Equity Investor. No formal role or function with the company beyond being an investor.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-24
• S63 Uniform Securities Agent State Law Examination
  2009-10-03

Other Names

• Philip Baity