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Harper William Steward Phillips

Btv Capital LLC

East Burke, VT

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Current Employers
Btv Capital Llc

East Burke, VT • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APP_PEND_IARCE 2026-01-01
  • VT RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

East Burke, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vennor Group Llc (Self Employed) Burlington VT 07/2002 02/2017
Btv Capital Llc Burlington VT 11/2015 Present
  • 07/2002 → 02/2017
    Vennor Group Llc (Self Employed)
    Burlington, VT
  • 11/2015 → Present
    Btv Capital Llc
    Burlington, VT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-03
  • S65 Uniform Investment Adviser Law Examination
    2016-05-03

View on SEC IAPD

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