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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-13 |
| AZ | RA | APPROVED | 2013-02-26 |
Branch Locations
15150 W. Park Place, Suite 114, Goodyear, AZ 85395 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Advisors Inc. | Goodyear | AZ | 02/2013 | Present |
| Raymond James Financial Services, Inc. | Goodyear | AZ | 02/2013 | Present |
| Legacy Advisors | Goodyear | AZ | 02/2013 | 01/2024 |
| Quadrant Asset Management L.L.C. | Goodyear | AZ | 04/2013 | Present |
| Tlt Partners Llc | Goodyear | AZ | 12/2022 | Present |
(1)Name of Business: BNI - All-In Chapter Address: 18823 N. Country Club Parkway, Peoria, AZ, 85382, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President, Committee Member Investment Related: No Start Date: 08/10/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: For the fiscal year of Oct 2025 - thru Sept 2026 I have been asked to take on the role of President of our BNI Chapter. Duties include running the meetings and making sure the Chapter is organized. I follow an agenda each week to run the weekly meeting. As President, I do not talk about anything specific to my business and the meetings are not financially related and have no recommendations to investment products. (2)Name of Business: Quadrant Asset Management L.L.C. Address: 14950 W Indian School Rd Ste 180, Goodyear, AZ, 85395, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/17/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support business to Quadrant Asset Management (3)Name of Business: TLT Partners LLC Address: 15150 W Park Pl Ste 114, Goodyear, AZ, 85395-2071, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/02/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a partnership set up to manage the lease at our new location.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-19 |
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