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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-13
AZ RA APPROVED 2013-02-26
  • TX RA
    APPROVED_RES
    Since 2014-02-13
  • AZ RA
    APPROVED
    Since 2013-02-26

Branch Locations

15150 W. Park Place, Suite 114, Goodyear, AZ 85395 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors Inc. Goodyear AZ 02/2013 Present
Raymond James Financial Services, Inc. Goodyear AZ 02/2013 Present
Legacy Advisors Goodyear AZ 02/2013 01/2024
Quadrant Asset Management L.L.C. Goodyear AZ 04/2013 Present
Tlt Partners Llc Goodyear AZ 12/2022 Present
  • 02/2013 → Present
    Goodyear, AZ
  • 02/2013 → Present
    Raymond James Financial Services, Inc.
    Goodyear, AZ
  • 02/2013 → 01/2024
    Legacy Advisors
    Goodyear, AZ
  • 04/2013 → Present
    Quadrant Asset Management L.L.C.
    Goodyear, AZ
  • 12/2022 → Present
    Tlt Partners Llc
    Goodyear, AZ
Previous Registrations
  • 2009-09-21 → 2013-02-08
    Goodyear, AZ
    Goodyear, AZ
    St Louis, MO
Other Businesses

(1)Name of Business: BNI - All-In Chapter Address: 18823 N. Country Club Parkway, Peoria, AZ, 85382, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President, Committee Member Investment Related: No Start Date: 08/10/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: For the fiscal year of Oct 2025 - thru Sept 2026 I have been asked to take on the role of President of our BNI Chapter. Duties include running the meetings and making sure the Chapter is organized. I follow an agenda each week to run the weekly meeting. As President, I do not talk about anything specific to my business and the meetings are not financially related and have no recommendations to investment products. (2)Name of Business: Quadrant Asset Management L.L.C. Address: 14950 W Indian School Rd Ste 180, Goodyear, AZ, 85395, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/17/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support business to Quadrant Asset Management (3)Name of Business: TLT Partners LLC Address: 15150 W Park Pl Ste 114, Goodyear, AZ, 85395-2071, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/02/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a partnership set up to manage the lease at our new location.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-19
  • S66 Uniform Combined State Law Examination
    2009-09-19
Other Names
  • Tony Widowski

View on SEC IAPD

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