Charles Gerard Schwartzel

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 02/2018
  J.P. Morgan Securities Inc.
  Houston, TX
• 07/2009 → 02/2018
  Jpmorgan Chase Bank
  Houston, TX
• 02/2018 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 02/2018 → Present
  J.P. Morgan Securities Llc
  Houston, TX

Other Businesses

Entity Name: Collaborative for Children Investment related: No Address: Addendum to existing approval, Houston Texas 77056 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Addendum to existing approval - I have been on this board for several years and now serve as the Vice Chair; the organization is forming an endowment and I'm now being asked to serve on that committee - I need "expanded" approval to do this as I understand; I would be happy to abstain from selecting an investment manager or providing specific security advice (limit to broad market / asset allocation only) Entity Name: Collaborative for Children Investment related: No "Address: 2200 Post Oak Blvd, Suite 1000, Houston, TX 77056. https://collabforchildren.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Collaborative for Children is focused on early childhood development, working with childcare centers and families with the objective of preparing pre-school children for formal Pre-K and K school. Our impact is helping low-income communities especially, and preparing our workforce for the future. I recently learned that operating accounts are held with Chase (not the Private Bank). However, out of caution, I "re-request" approval after several years on the Board and in increasing senior roles.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-09-17

Designations

• Chartered Financial Analyst

Other Names

• Charles G Schwartzel