Best Investors
Account
Sign in
Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-07 |
| KY | RA | APPROVED | 2020-05-29 |
Branch Locations
2452 Sir Barton Way Suite 204, Lexington, KY 40509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Lexington | KY | 12/2013 | 05/2020 |
| Raymond James Financial Services, Inc. | Lexington | KY | 05/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Lexington | KY | 05/2020 | Present |
| Lexington Sporting Club | Lexington | KY | 08/2022 | Present |
(1)Name of Business: Kinnett Borough Financial Group Address: 2452 Sir Barton Way, Lexington, KY, 40509, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/29/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner and financial advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-17 |
Reach out to this advisor