Martyn Joseph Ballestero

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 12/2017
  Investment Professionals, Inc.
  San Antonio, TX
• 12/2017 → 12/2019
  Hd Vest Investment Services
  Bradenton, FL
• 12/2017 → 12/2019
  Hd Vest Advisory Services
  Bradenton, FL
• 12/2017 → 12/2019
  Hd Vest Insurance Agency
  Irving, TX
• 06/2020 → Present
  Morgan Stanley
  Temple Terrace, FL
• 12/2019 → 06/2020
  New York Life Insurance Co
  New York City, NY

Previous Registrations

• 2018-01-05 → 2019-12-31
  Avantax Advisory Services
  Clearwater, FL
  Bradenton, FL
• 2015-08-21 → 2017-12-26
  Investment Professionals, Inc.
  San Antonio, TX
  Bradenton, FL
  Bradenton, FL
  Bradenton, FL
  Little Rock, AR
• 2015-01-16 → 2015-08-12
  J. W. Cole Advisors, Inc.
  Tampa, FL
• 2014-08-01 → 2015-01-06
  Invest Financial Corporation
  Appleton, WI
• 2012-09-04 → 2014-08-01
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL

Exams

• S66 Uniform Combined State Law Examination
  2012-08-29

Other Names

• Marty Ballestero
• Martyn Joseph Ballestero
• Martyn Joseph Ballestero