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Todd Michael Ashworth

LPl Financial LLC

Hickory, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-21
TX RA APPROVED_RES 2026-07-14
  • NC RA
    APPROVED
    Since 2026-07-21
  • TX RA
    APPROVED_RES
    Since 2026-07-14

Branch Locations

1887 North Center Street, Hickory, NC 28601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Renaissance Financial Partners Of Nc, Llc Hickory NC 02/2016 Present
Raymond James Financial Services, Inc. Hickory NC 06/2015 07/2026
Raymond James Financial Services Advisors Inc. Hickory NC 06/2015 07/2026
Children's Advocacy And Protection Center Of Catawba County Conover NC 01/2018 01/2019
Lpl Financial Hickory NC 07/2026 Present
  • 02/2016 → Present
    Renaissance Financial Partners Of Nc, Llc
    Hickory, NC
  • 06/2015 → 07/2026
    Raymond James Financial Services, Inc.
    Hickory, NC
  • 06/2015 → 07/2026
    Hickory, NC
  • 01/2018 → 01/2019
    Children's Advocacy And Protection Center Of Catawba County
    Conover, NC
  • 07/2026 → Present
    Lpl Financial
    Hickory, NC
Previous Registrations
Other Businesses

1. 7/2026 - Renaissance Financial Partners of NC, LLC - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 7/14/2026 2. 7/2026 - Rental properties - Real Estate Rental - INV REL - 2 Hour(s)/Month – 0 Hour(s) During Trading - Hickory NC 28601 - OBA Start date: 04/28/2017 3. 7/2026 - BTJ properties - Real Estate Rental - INV REL - 2 Hour(s)/Month – 0 Hour(s) During Trading - Hickory NC 28601 - OBA Start date: 10/18/2013

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-15
  • S66 Uniform Combined State Law Examination
    2009-10-15

View on SEC IAPD

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