Nicholas Anthony Defilippis

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 12/2018
  Ubs Financial Services Inc.
  Weehawkin, NJ
• 12/2018 → Present
  Fidelity Brokerage Services Llc
  Shrewsbury, NJ
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2019-01-15 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Shrewsbury, NJ
• 2014-01-24 → 2018-12-19
  Ubs Financial Services Inc.
  Weehawken, NJ
• 2011-11-07 → 2014-01-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Exams

• S66 Uniform Combined State Law Examination
  2011-11-04

Other Names

• Nicholas A Defilippis
• Nicholas A Defilippis
• Nicholas A Defilippis