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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-16
GA RA APPROVED 2022-02-11
  • TX RA
    APPROVED_RES
    Since 2022-02-16
  • GA RA
    APPROVED
    Since 2022-02-11

Branch Locations

3680 Camp Creek Pkwy Sw, Atlanta, GA 30331 • United States

825 Spur 138, Jonesboro, GA 30236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Alpharetta GA 06/2015 02/2019
Suntrust Investment Services, Inc. Atlanta GA 05/2019 12/2021
Suntrust Advisory Services, Inc. Atlanta GA 05/2019 12/2021
Bank Of America, N.A. Atlanta GA 12/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 12/2021 Present
  • 06/2015 → 02/2019
    E*Trade Securities
    Alpharetta, GA
  • 05/2019 → 12/2021
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 05/2019 → 12/2021
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 12/2021 → Present
    Bank Of America, N.A.
    Atlanta, GA
  • 12/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2019-05-17 → 2021-12-06
    Atlanta, GA
  • 2016-04-04 → 2019-02-28
    Harrisdirect Llc
    Alpharetta, GA
    Arlington, VA
    Alpharetta, GA
Other Businesses

OBA ID: 637235 OBA Name: LYFT INC POSITION: Independent Contractor NATURE: Ride Share driving INVESTMENT RELATED: No NUMBER OF HOURS: 13 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2017 ADDRESS: , San Francisco CA , United States DESCRIPTION: Rideshare driver I*1136303 For profit or not for profit: Entity For Profit Name of outside business organization: Kenneth G Hayes Transportation LLC Investment related: N Address of business: Atlanta, Georgia, 30315 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/6/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Providing rental and leasing services for automobiles and cargo vans. I will be managing the operations on a part time basis.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-01
S63 Uniform Securities Agent State Law Examination 2009-08-24
  • S66 Uniform Combined State Law Examination
    2016-02-01
  • S63 Uniform Securities Agent State Law Examination
    2009-08-24
Other Names
  • Kenneth Geordan Hayes

View on SEC IAPD

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