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185 W Chestnut Ave, Monrovia, CA 91016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Griffinest Asia Securities, Llc | Pasadena | CA | 07/2015 | 10/2017 |
| Bank Of The West | Arcadia | CA | 01/2017 | 05/2019 |
| Transglobal | Monrovia | CA | 05/2019 | Present |
| Transglobal Advisory, Llc | Monrovia | CA | 06/2019 | Present |
| Globalink Securities, Inc. | Pasadena, Ca | CA | 06/2019 | Present |
| Transglobal Insurance Agency, Inc. | Monrovia | CA | 05/2019 | Present |
1. Name: TransGlobal Holding Company Address: 185 W. Chestnut Ave., Monrovia, CA 91016 Nature: Fixed insurance general agency Position: Independent Insurance Agent Start Date:05/06/2019 Hours: 1 0 hours per month Duty: Sell fixed insurance and fixed annuities products. 2. Name: TransGlobal Advisory, LLC Address: 185 W. Chestnut Ave., Monrovia, CA 91016 Nature: Registered Investment Adviser Position: Investment Adviser Representative Start Date:06/07/2019 Hours: 10 hours per month Duty: Sell fee base investment products Method of compensation: Commission based 3. Name: AI Mortgage Lending. Address: 388 E Valley Blvd suite 200, Alhambra, CA 91801 Position: CEO Start Date: 03/01/2023 Hours: 160 hours per month Duty: Manage day to day operation and loan originator Method of compensation: Salary plus commission 4. Registered Agent; Globalink Securities Inc; Investment Related: Yes; Location: 3452 E foothill blvd 1040; Description of the business: securities brokerage; Responsibilities Duties: help clients with investment; Start date with business: 2019-05-06; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-08-23 |
| S65 | Uniform Investment Adviser Law Examination | 2019-08-20 |
| S66 | Uniform Combined State Law Examination | 2016-08-24 |
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